| 105 | 284 | 1 |
阅读 |
下载 |
被引 |
侵权法的经济学对于侵权施害人的隐含假设是总有充裕的资产且遵守侵权法将侵权行为外部性予以内部化的精神以应对潜在的侵权事故,既有的文献已经证明,这一假设在现实中并不成立,这就是所谓的"侵权判决规避"问题(Judgement-proof problem)。它从经济逻辑的角度构成了对传统侵权法律经济学的重大挑战。这一问题产生的根源在于现代社会大规模侵权现象的普遍发生,公司法有限责任制度在新的社会环境下存在的局限,以及侵权施害人难以被完美监督的道德风险问题。针对这一挑战,侵权法的经济学者们提出了替代责任方案、Hansmann-Kraakman方法以及最低资产限制方案。然而这些方案虽然各有所长,却都无法从根本上消除"侵权判决规避"问题。因此,法经济学在应对这一现实和理论挑战上,尚且存在着若干可以期待的研究方向。
Abstract:[1]中华人民共和国第十一届全国人民代表大会常务委员会第十二次会议,2009,《中华人民共和国侵权责任法》,http://www.gov.cn/flfg/2009-12/26/content_1497435.htm
[2]新浪网,2009年11月28日,《三鹿破产债权清偿率为零,对结石患儿无钱可赔》,http://news.sina.com.cn/c/2009-11-28/125416684006s.shtml,2010年4月20日访问。
[3][英]罗纳德·科斯,1960,《社会成本问题》,《现代新制度经济学》(上),盛洪主编,北京:北京大学出版社,2003年版,第3-38页。
[4][美]考特,[美]尤伦:《法和经济学》(第六版),史晋川,董雪兵,李井奎等译,上海:格致出版社,2012年版。
[5][德]乌尔里希·贝克:《风险社会》,何博闻译,南京:译林出版社,2004年版。
[6][美]威廉·M.兰德斯(William M.Landes)和[美]理查德·波斯纳(Rechard Posner):《侵权法的经济结构》,王强译,北京:北京大学出版社,2005年版。
[7]李曙光:《破产法专家解析三鹿为何迅速进入破产程序》,新华网转载自《法制日报》,2010年4月20日访问,http://news.xinhuanet.com/legal/2009-01/05/content_10605278.htm。
[8]李井奎:《企业破产法的经济结构》,《广东商学院学报》,2010年第1期。
[9]李井奎,史晋川:《产品侵权、破产清偿与经济效率》,2010年第十届中国经济学年会会议论文。
[10][美]波林斯基:《法和经济学导论》(第三版),郑戈译,北京:法律出版社,2009年版。
[11]韩长印,韩永强:《债权受偿顺位省思———基于破产法的考量》,《中国社会科学》,2010年第4期。
[12][美]马斯-科莱尔等:《微观经济学》,北京:中国社会科学出版社,2001年版。
[13][美]理查德·波斯纳(Posner,R.):《法律的经济分析》,蒋兆康译,北京:中国政法大学出版社,2012年版。
[14][美]斯蒂文·萨维尔(Steven Shavell):《事故法的经济分析》,翟继光译,北京:北京大学出版社,2004年版。
[15][美]凯斯·R.桑斯坦(Cass R.Sunstein):《行为法律经济学》,北京:北京大学出版社,2006年版。
[16][美]弗兰克·奈特:《风险、不确定性与利润》,安佳译,北京:商务印书馆,2010年版。
[17]史晋川,吴晓露:《产品责任制度建立的经济学分析———对“三菱帕杰罗事件”的思考》,《经济研究》,2002年第4期。
[18]王利明:《侵权行为法归责原则研究》,北京:中国政法大学出版社,2004年版。
[19]杨立新:《侵权责任法》,北京:法律出版社,2010年版。
[20]Alexander J C.1992:Unlimited Shareholder Liability Through a Procedural Lens.Harvard Law Review.106(2).387-445.
[21]Beard,T.Randolph."Bankruptcy and Care Choice."Rand Journal of Economics,Winter 1990,21(4),pp.626-34.
[22]Boyd J,Ingberman D E.1997:The Search for Deep Pockets:Is“Extended Liability”Expensive Liability?.Journal of Law,Economics,and Organization.13(1).232.
[23]Boyer M,Laffont J J.1997:Environmental risks and bank liability.European Economic Review.41(8).1427-1459.
[24]Brander J A,Spencer B J.1989:Moral hazard and limited liability:implications for the theory of the firm.International Economic Review.30(4).833-849.
[25]Brooks R R W.2000:Liability and organizational choice.J.L&Econ.45.91.
[26]Carroll,S.J.et al.2004.Asbestos Litigation Costsand Compensation.Santa Monica:RAND Corporation,DRR-3280-ICJ.
[27]Che Y K,Spier K E.2008:Strategic judgment proofing.National Bureau of Economic Research Cambridge,Mass.,USA.
[28]Cohen A,Dehejia R.2004:The effect of automobile insurance and accident liability laws on traffic fatalities.The Journal of Law and Economics.47(2).357-393.
[29]Cook W W.1921:"Watered Stock":Commissions:"Blue Sky Laws":Stock without Par Value.Michigan Law Review.19(6).583-598.
[30]Cooter,R.and Ulen,T.2011,Law and Economics,6e.Pearson press.
[31]Croley S P.1996:Vicarious Liability in Tort:On the Sources and Limits of Employee Reasonableness.S.Cal.L.Rev.69.1705.
[32]Epstein R A,Sykes A O.2001:Assault on Managed Care:Vicarious Liability,ERISA Preemption,and Class Actions,The.J.Legal Stud.30.625.
[33]Friehe,Tim 2007."A note on judgment proofness and risk aversion,"European Journal of Law and Economics,Springer,vol.24(2),pages 109-118,October.
[34]Green R M.1993:Shareholders as Stakeholders:Changing Metaphors of Corporate Governance.Wash.&Lee L.Rev.50.1409.
[35]Grundfest J A.1992:Limited Future of Unlimited Liability:A Capital Markets Perspective,The.Yale LJ.102.387.
[36]Halpern,P.Trebilcock,M.Turnbull,S.1980:An economic analysis of limited liability in corporation law,University of Toronto Law Journal,117-150.
[37]Hansmann H,Kraakman R.1991:Toward unlimited shareholder liability for corporate torts.The Yale Law Journal.100(7).1879-1934.
[38]Hanson J D,Kysar D A.1999:Taking behavioralism seriously:The problem of market manipulation.New York University Law Review.74.630-749.
[39]Holmstrom B,Tirole J.1997:Financial Intermediation,Loanable Funds,and The Real Sector.Quarterly Journal of Economics.112(3).663-691.
[40]Innes R D.1990:Limited liability and incentive contracting with ex-ante action choices.Journal of Economic Theory.52(1).45-67.
[41]Jost P J.1996:Limited liability and the requirement to purchase insurance.International Review of Law and Economics.16(2).259-276.
[42]Kahan D R.2009:Shareholder Liability for Corporate Torts:A Historical Perspective.Georgetown Law Journal.97(4).
[43]Kornhauser,L A,1982:An economic analysis of the choice between enterprise and personal liability for accidents,California Law Review,1345-1392.
[44]Kraakman R H.1986:Gatekeepers:the anatomy of a third-party enforcement strategy.Journal of Law,Economics,and Organization.2(1).53.
[45]Kraakman R H.2000:Vicarious and corporate civil liability.Encyclopedia of Law and Economics.2.669-681.
[46]Kramer L,Sykes A O.1987:Municipal Liability Under§1983:A Legal and Economic Analysis.The Supreme Court Review.1987.249-301.
[47]Leebron D W.1991:Limited Liability,Tort Victims,and Creditors.Columbia Law Review.91(7).1565-1650.
[48]Lopucki L M.1996:Death of Liability,Yale LJ.106.1.
[49]Macminn R.2002:On the judgment proof problem.The GENEVA Papers on Risk and Insurance-Theory.27(2).143-152.
[50]Miceli T.J,Segerson K.2003:A note on optimal care by wealth-constrained injurers.International Review of Law and Economics.23(3).273-284.
[51]Nagareda R A.2007:Mass Torts in a World of Settlement,University of Chicago Press.
[52]Dari-Mattiacci,Giuseppe,and Gerrit De Geest,(forthcoming),"Judgment Proofness Under Four Different Precaution Technologies,"Journal of Institutional and Theoretical Economics.
[53]Dari-Mattiacci G,De Geest G,2005:Soft regulators,tough judges.George Mason University School of Law Working Papers Series.19.
[54]Dari-Mattiacci G,De Geest G.2006:When will judgment proof injurers take too much precaution?.International Review of Law and Economics.26(3).336-354.
[55]Dari-Mattiacci Giuseppe Dari-&Barbara M.Mangan,2008."Disappearing Defendants versus Judgment-Proof Injurers,"Economica,London School of Economics and Political Science,vol.75(300),pages 749-765,November.
[56]Pitchford R.1995:How liable should a lender be?The case of judgment-proof firms and environmental risk.The American Economic Review.85(5).1171-1186.
[57]Polborn,M K,1998,Mandatory insurance and the judgment-proof problem,International Review of Law and Economics,18-2,141-146.
[58]Polinsky,A.Mitchell and Steven Shavell,2007,Handbook of Law and Economics,Volumes 1-2,Elsevier
[59]Posner,E A.,Sykes,A O,2007:An economic analysis of state and individual responsibility under international law,American Law and Economics Review,9.1,72-134
[60]Ringleb A H,Wiggins S N.1990:Liability and large-scale,long-term hazards.The Journal of Political Economy.98(3).574-595.
[61]Sappington D.1983:Limited liability contracts between principal and agent.Journal of Economic Theory.29(1).1-21.
[62]Schwartz G T.1996:Hidden and Fundamental Issue of Employer Vicarious Liability.S.Cal.L.Rev.69.1739.
[63]Schwarcz,S L,1999:Judgment Proofing:A Rejoinder,Stan.L.Rev.,52,77.
[64]Shavell S.1980:Strict liability versus negligence.The Journal of Legal Studies.9(1).1-25
[65]Shavell,Steven.1986,The Judgement Proof Problem.International Review of Law and Economics,June,6(1),pp.45-58.
[66]Shavell S.1997:The optimal level of corporate liability given the limited ability of corporations to penalize their employees.International Review of Law and Economics.17.203-214.
[67]Shavell S,2000:On the social function and the regulation of liability insurance.John M Olin Center For L&E working paper.
[68]Shavell,Steven.2005,Minimum Asset Requirements and Compulsory Liability Insurance as Solutions to the Judgment-Proof Problem."RAND Journal of Economics,Vol.36(2005),pp.63-77.
[69]Shavell S.2007:Liability for accidents.Handbook of law and economics.1.139-182.
[70]Sykes A O.1981:An efficiency analysis of vicarious liability under the law of agency.Yale Law Journal.91(1).168-206.
[71]Sykes A O.1984:The Economics of Vicarious Liability".Yale Law Journal.93.1231.
[72]Summers,J.J.1983:The Case of the Disappearing defendant:An Economic Analysis.University of Pennsylvania Law Review,Vol.132,pp.145-185.
[73]Teitelbaum,Joshua C.2007.A Unilateral Accident Model under Ambiguity.Journal of Legal Studies.36:431-477.
[74]Tirole,J.,2010:From Pigou to extended liability:on the optimal taxation of externalities under imperfect financial markets,The Review of Economic Studies,77-2,697-729.
[75]White M J.2004:Asbestos and the future of mass torts.National Bureau of Economic Research Cambridge,Mass.,USA.
①S.Shavell(1987)的《事故法的经济分析》,A.M.Polinsky(2009),Cooter和Ulen(2011),以及兰德斯和波斯纳的《侵权法的经济结构》(1987)这些主流法律经济学教科书均持有这种观点,对于侵权法的经济分析是一脉相承的。
①我们可以正式地表述这一问题:预期成本是x+p(x)[y-x]=[1-p(x)]x+p(x)y,而在非金钱支出预防努力情况下,预期成本为x+p(x)y。
①Cook教授还有一段解释有限责任重要性的著名的话:“对公司债务的个人责任以其股票出资额为限,在工业化的世界,这创造了大量奇迹。如果像这样的自由一旦不存在的话,公众就不敢去买股票,因为他们要为公司的债务负担其最终责任。不过,这种责任的有限性,是在出资额以外的有限性。”
基本信息:
DOI:10.15981/j.cnki.dongyueluncong.2013.12.026
中图分类号:D923.7
引用信息:
[1]李井奎,史晋川.“侵权判决规避”问题——侵权法经济学的一项挑战[J].东岳论丛,2013,34(12):111-121.DOI:10.15981/j.cnki.dongyueluncong.2013.12.026.
基金信息:
国家社会科学青年基金课题(项目编号:12CJL036)
2013-12-01
2013-12-01
阅读
下载
被引